We help you understand and comply with your fiduciary responsibilities as a plan sponsor. This includes keeping you up to date on regulatory changes and helping you document a prudent investment process. We are also able to act in an ERISA 3(21) Investment Advice fiduciary capacity if desired.
Matt Bral, Tony Niedert, and Conor Boffeli provide a variety of services to retirement plan sponsors through their registrations with Principal. While they may act as a 3(21) fiduciary, helping a plan sponsor meet their obligations, they do not act with discretion. They do not act as 3(16), 3(28) or in other ERISA fiduciary capacities.